Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lapiana is a financial professional with over 20 years of experience in the industry. William has a wide range of experience in the financial industry, including working with Ladenburg, Thalmann & Co., Inc., Chicago Investment Group, LLC, and ICM Capital Markets LTD. William is currently registered with Ausdal Financial Partners, Inc. and is licensed to provide investment advice in multiple states. William has earned the Series 63, Series 65, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
NJ
06/24/2024 - Present
Ausdal Financial Partners, Inc. (Hoboken NJ)
NY
02/13/2009 - 06/25/2024
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
01/21/2011 - 01/25/2011
ICM CAPITAL MARKETS LTD. (NEW YORK NY)
NY
09/27/2005 - 02/20/2009
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
11/20/2002 - 09/28/2005
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
09/06/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
IA
Issued 11/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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