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William Lane Mitchell

Franklin Distributors, LLC

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About William Lane Mitchell

William Lane Mitchell has been in the financial industry since December 16, 1982. William is currently registered with Franklin Distributors, LLC and has been with the firm since December 1, 2005. William has previously been registered with Citigroup Global Markets Inc., Wachovia Securities, Inc., Piper Jaffray Inc., Zahner and Company, Advest, Inc., Newhard, Cook & Co. Incorporated, Pittock Financial Corporation, Blinder, Robinson & Co., Inc., Chesley and Dunn, Inc., B. J. Leonard and Company, Inc., and WestAmerica Financial Corporation.

Firm Information

William Mitchell is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Mitchell’s Registration & Firm History

CA

12/01/2005 - Present

Franklin Distributors, LLC (PASADENA CA)

NY

06/26/2001 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NC

12/07/1994 - 01/08/2001

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

MN

01/14/1992 - 12/12/1994

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MO

07/12/1990 - 01/22/1992

ZAHNER AND COMPANY (KANSAS CITY MO)

CT

09/30/1989 - 06/20/1990

ADVEST, INC. (HARTFORD CT)

MO

10/30/1987 - 09/30/1989

NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)

NA

03/05/1986 - 09/01/1987

PITTOCK FINANCIAL CORPORATION

NA

12/20/1984 - 03/18/1986

BLINDER, ROBINSON & CO.,INC.

NA

08/29/1984 - 10/18/1984

CHESLEY AND DUNN, INC.

NA

05/12/1983 - 09/05/1984

B. J. LEONARD AND COMPANY, INC.

NA

04/07/1982 - 05/09/1983

BLINDER, ROBINSON & CO.,INC.

NA

02/09/1982 - 04/08/1982

WESTAMERICA FINANCIAL CORPORATION

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Licenses & Designations

BC

Issued 08/05/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Lane Mitchell.
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