Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lance Hocutt has been active in the financial industry since January 12, 1998. William currently works as a registered representative at Cambridge Investment Research Advisors, Inc. William has a history of working in the financial services industry, with prior registrations at Stoney Securities, Inc., Raymond James Financial Services, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. William is a licensed securities agent and has Series 63, Series 7, Series 9, Series 10, and Series 24 licenses. William has also successfully completed the Securities Industry Essentials Examination (SIE). William is a member of the Financial Industry Regulatory Authority (FINRA) and holds active registrations in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
05/07/2024 - Present
Cambridge Investment Research Advisors, Inc. (Tuscalooa AL)
AL
11/01/2019 - 03/21/2024
STONEX SECURITIES INC. (Tuscaloosa AL)
AL
09/18/2015 - 11/04/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (TUSCALOOSA AL)
AL
11/28/1997 - 09/25/2015
AMERIPRISE FINANCIAL SERVICES, INC. (TUSCALOOSA AL)
MN
11/28/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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