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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Storey is an active Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. William Storey has been in the industry since March 22, 2000. William Storey has been registered with Wells Fargo Clearing Services, LLC since July 31, 2018. Prior to that, William Storey was registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, E*TRADE Securities LLC, and Prudential Securities Incorporated. William Storey holds Series 3, 7, 9, 10, 63, 65, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/31/2018 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
06/01/2009 - 08/06/2018
MORGAN STANLEY (ROSEVILLE CA)
CA
03/26/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SACRAMENTO CA)
CA
07/11/2007 - 03/03/2008
WACHOVIA SECURITIES, LLC (SACRAMENTO CA)
CA
03/21/2000 - 09/18/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
NY
03/02/1999 - 01/10/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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