Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Trist is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been in the industry since April 1996 and holds a variety of licenses and registrations. William is registered with the state of Louisiana as an investment advisor representative, and is also registered with the state of Texas as an investment advisor representative. William has also passed the Series 63, Series 65, Series 7, Series 9, Series 10, Series 31 and SIE examinations. William is also a member of FINRA and is a member of the National Association of Securities Dealers (NASD). William has experience working for Merrill Lynch, Pierce, Fenner & Smith Inc. and Bank of America, N.A.. William is affiliated with the firm's Mandeville, Louisiana office. William is also the owner of Tristford LLC, a family fishing camp, and is a board member of the Tchefuncta Club Estates homeowners association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/07/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
IA
Issued 04/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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