Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam L. Spies is an investment advisor representative at Equitable Advisors, LLC. William is a Registered Representative and Investment Advisor Representative with over 20 years of experience in the financial services industry. William has a broad range of experience in the financial services industry, working with clients in a variety of investment needs and has a proven track record of helping clients achieve their financial goals. William holds Series 6, 7, 63, and 65 licenses and is a member of FINRA and the Knights of Columbus. William also holds a SIE certification. William is registered to provide advisory services in Arizona, California, Colorado, Florida, Illinois, Indiana, Minnesota, Missouri, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
02/19/2014 - Present
Equitable Advisors, LLC (OAK BROOK IL)
IL
11/17/2000 - 05/25/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 08/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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