Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Moran is a financial professional with over 27 years of experience in the industry. William currently works at Citigroup Global Markets Inc. Prior to this role, William worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NOMURA SECURITIES INTERNATIONAL, INC., MORGAN STANLEY & CO. INCORPORATED, INTERACTIVE BROKERS LLC, and PALOMA SECURITIES L.P. William has a wide range of experience in providing financial services to clients, including high-net-worth individuals, corporations, and charitable organizations. William is a licensed Series 3, 7, 24, 63, SIE, and 99TO. William's specializations include investments, annuities, mutual funds, variable life insurance, and options. William is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
05/21/2013 - 03/16/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/28/2010 - 03/04/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/13/1997 - 07/02/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
CT
12/13/1995 - 11/20/1997
INTERACTIVE BROKERS LLC (GREENWICH CT)
CT
05/18/1994 - 07/21/1995
PALOMA SECURITIES L.P. (GREENWICH CT)
NY
04/14/1993 - 11/29/1993
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
BC
Issued 04/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1994
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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