Unclaimed
William Gore has been a registered representative for over 22 years. He is currently registered with CGA Securities, LLC in Baltimore, MD. William is a Series 7, 24, 63 and 14 licensed professional and has worked in the industry since July 16, 2001. Previously, William has held roles at Bostonia Global Securities, LLC, RBS Securities Inc., and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
08/29/2012 - Present
CGA Securities, LLC (BALTIMORE MD)
MD
07/28/2011 - 08/29/2012
BOSTONIA GLOBAL SECURITIES, LLC (BALTIMORE MD)
MD
12/20/2005 - 07/01/2009
RBS SECURITIES INC. (TIMONIUM MD)
MD
06/22/1999 - 01/04/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 03/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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