Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Glenn is a financial professional with over 20 years of experience in the securities industry. William has a broad range of experience working with clients in both the brokerage and investment advisory capacities. William is currently registered with HSBC Securities (USA) Inc., where he has been employed since 2017. Previously, William was employed by R. Seehaus & Co., Inc., TD Securities (USA) LLC, and Citigroup Global Markets Inc. William is a highly qualified financial professional with extensive experience in the financial markets. William has a strong track record of providing his clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/18/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NJ
08/01/2013 - 06/02/2017
R. SEELAUS & CO.,INC. (SUMMIT NJ)
NY
09/21/2009 - 06/13/2013
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
11/28/1997 - 10/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/24/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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