Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kramer is a financial advisor with over 30 years of experience in the industry. William is currently registered with Natixis Securities Americas LLC, a broker-dealer firm, in New York. William has held previous roles with Nomura Securities International, Inc., SG Americas Securities, LLC, Salomon Reinvestment Company Inc, Citigroup Global Markets Inc. William is licensed in New York and holds Series 7, 9, 10, 14, 24, 63, and SIE licenses. William is a Series 8 and Series 4 principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/13/2020 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
11/09/2009 - 02/13/2020
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/27/2005 - 11/10/2009
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
11/07/2001 - 04/29/2005
SALOMON REINVESTMENT COMPANY INC (NEW YORK NY)
NY
02/08/2001 - 04/29/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/17/1998 - 08/02/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/17/1997 - 06/26/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
11/19/1993 - 10/31/1997
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/10/1990 - 11/02/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/29/1987 - 08/29/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2001
Series 14 - Compliance Officer Examination
BC
Issued 06/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/11/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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