Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kaiser is a financial professional with over 20 years of experience in the financial services industry. William has a strong background in providing investment advice and financial planning services to individuals and families. He currently works at Charles Schwab & CO., INC. in Westlake, Texas. William is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Personal Financial Specialist designation. William has a wide range of experience working with clients on a variety of financial matters, including investment planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
07/21/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
02/16/2011 - 06/10/2011
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
NJ
10/15/2009 - 12/14/2009
HENNION & WALSH, INC. (PARSIPPANY NJ)
TX
06/05/2009 - 08/25/2009
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
05/17/2001 - 12/31/2001
SWS SECURITIES INC. (DALLAS TX)
RI
10/20/1993 - 03/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
04/30/1992 - 02/01/1994
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
MN
01/06/1992 - 10/19/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1992 - 10/19/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 9/9/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 7/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 6/4/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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