Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kaiser is a financial professional with over 25 years of experience in the financial services industry. William is currently registered with Charles Schwab & CO., Inc. and has previously held positions with firms such as ADVANCED EQUITIES, INC., HENNION & WALSH, INC., MORGAN KEEGAN & COMPANY, INC., SWS SECURITIES INC., FIDELITY BROKERAGE SERVICES, INC., AMERICAN EXPRESS SERVICE CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. William is a Certified Financial Planner and a Personal Financial Specialist, specializing in Portfolio Management for Individuals and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/21/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
02/16/2011 - 06/10/2011
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
NJ
10/15/2009 - 12/14/2009
HENNION & WALSH, INC. (PARSIPPANY NJ)
TX
06/05/2009 - 08/25/2009
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
05/17/2001 - 12/31/2001
SWS SECURITIES INC. (DALLAS TX)
RI
10/20/1993 - 03/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
04/30/1992 - 02/01/1994
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
MN
01/06/1992 - 10/19/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1992 - 10/19/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/09/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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