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William Klatoff Weinstein

Marex Capital Markets Inc.

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About William Klatoff Weinstein

William Weinstein is a financial professional with extensive experience in the industry, having started his career in 1978. Currently, William is registered with Marex Capital Markets Inc., a firm based in San Francisco, California. Before joining Marex Capital Markets Inc., William worked at Cowen and Company and several other firms.

Firm Information

William Weinstein is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Weinstein’s Registration & Firm History

CA

12/01/2023 - Present

Marex Capital Markets Inc. (SAN FRANCISCO CA)

CA

08/18/2021 - 12/12/2023

COWEN AND COMPANY (San Francisco CA)

CA

02/03/2016 - 01/04/2022

COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)

CA

03/10/1989 - 06/15/2016

COWEN PRIME SERVICES TRADING LLC (SAN FRANCISCO CA)

NA

11/21/1988 - 05/01/1989

THE CHICAGO CORPORATION

NA

06/10/1982 - 11/05/1986

MONTGOMERY SECURITIES

NA

11/07/1969 - 03/23/1976

OPPENHEIMER & CO., INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/03/1969

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1975

Series 41 - NYSE Allied Member Examination

BC

Issued 08/23/1962

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for William Klatoff Weinstein. Review regulatory record here.
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