Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kingsley Weatherly is a financial advisor with over 20 years of experience in the industry. William is currently registered with U.S. Bancorp Investments, Inc., and is located in the Charlotte branch. Prior to joining U.S. Bancorp Investments, Inc., William was employed at Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and First Union Capital Markets Corp. William holds multiple industry licenses including Series 3, 7, 24, 63, 65, 79, and SIE. William also has experience providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
08/30/2016 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
07/01/2003 - 06/18/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
03/14/1995 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 09/28/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/12/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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