Unclaimed
William Kingsbury Rogers is a financial advisor with Ba Securities, LLC. William has been in the financial industry since June 2022. William holds a Series 63, Series 82TO, and SIE license. William is currently registered in New York and Pennsylvania. Previously, William was employed by Crito Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/19/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CT
06/27/2022 - 12/20/2023
CRITO CAPITAL LLC (WESTPORT CT)
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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