Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kevin Flanigan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a broker-dealer and investment advisor, since June 1994. William has over 30 years of experience in the financial services industry. William is registered to provide investment advice in 51 states and the District of Columbia and offers a wide range of financial services to individuals, businesses, and institutions, including portfolio management, financial planning, retirement planning, and investment research. Prior to joining Merrill Lynch, William worked at Metropolitan Life Insurance Company, The Great-West Life Assurance Company, and Cigna Securities, Inc. William holds Series 6, 7, 22, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/24/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NA
08/07/1993 - 11/23/1994
METROPOLITAN LIFE INSURANCE COMPANY
NA
03/04/1987 - 05/14/1993
THE GREAT-WEST LIFE ASSURANCE COMPANY
NA
07/09/1985 - 12/18/1986
CIGNA SECURITIES, INC.
NA
10/07/1983 - 07/02/1984
CIGNA SECURITIES, INC.
BOTH
Issued 04/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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