Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kent Jones is a financial professional with over 40 years of experience in the industry. William has held positions at several firms, including Jefferies & Company, Inc., NEWHARD, COOK & CO. INCORPORATED, and currently at Jonestrading. William is licensed to provide financial advice in 14 states and holds numerous securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/04/1982 - Present
Jonestrading (Thousand Oaks CA)
NA
05/06/1981 - 07/21/1982
NEWHARD, COOK & CO. INCORPORATED
NA
01/19/1980 - 03/24/1981
JEFFERIES & COMPANY, INC.
BC
Issued 09/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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