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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kent Elliott is a financial advisor who has been in the industry since August 6, 1993. William is currently registered with Cetera Investment Advisers LLC in Maitland, Florida. William has been associated with several firms, including Securian Financial Services, Inc., Signator Investors, Inc., Equity Services, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. William holds licenses Series 6, 7, 24, 26, 63, and 65, as well as the SIE exam. William specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. William's firm, Cetera Investment Advisers LLC, is a registered investment advisor with a large client base, including individuals, families, businesses, and institutional clients. The firm offers a variety of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/03/2023 - Present
Cetera Investment Advisers LLC (MAITLAND FL)
FL
10/21/2008 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Maitland FL)
FL
01/23/2003 - 10/16/2008
SIGNATOR INVESTORS, INC. (MAITLAND FL)
VT
11/22/1999 - 12/31/2002
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
07/09/1993 - 11/18/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/09/1993 - 11/18/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/30/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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