Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kenneth Isenberg is a financial professional with over 30 years of experience in the industry. William has held positions with several well-known financial institutions including Lehman Brothers Inc., UBS Securities LLC, and Barclays Capital Inc. William is currently registered with Hilltop Securities Inc., and is a registered representative. William holds the Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
FL
01/22/2016 - Present
Hilltop Securities Inc. (PALM BEACH GARDENS FL)
NY
05/01/2014 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (NEW YORK NY)
NY
09/22/2008 - 02/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/03/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/16/2006 - 06/20/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
06/17/2002 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/27/1998 - 06/19/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/26/1993 - 02/25/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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