Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kennedy is a financial professional with over 30 years of experience in the industry. William has a broad range of experience in the financial services industry, having worked for firms such as Griffin Capital Securities, LLC, Eaton Vance Distributors, Inc., and Wells Fargo Securities Inc. William currently holds a Series 66, Series 63, Series 7, Series 4, Series 53, and Series 24 license, as well as the Securities Industry Essentials (SIE) exam. William is currently registered with Janus Henderson Distributors US LLC in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/23/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CA
10/12/2020 - 08/30/2023
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
MA
12/15/2009 - 09/28/2020
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
CA
11/05/2008 - 12/17/2009
ALETHEIA SECURITIES, INC., (SANTA MONICA CA)
CA
03/26/2007 - 09/17/2008
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
10/02/2006 - 03/26/2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
OH
01/02/2004 - 10/07/2005
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
OH
08/18/2000 - 12/31/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
CA
11/19/1993 - 04/30/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
06/19/1996 - 09/20/1996
FIRST INTERSTATE INVESTMENTS,INC.
OR
04/28/1992 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
VA
08/07/1989 - 04/16/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
05/25/1988 - 08/01/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/25/1988 - 08/01/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/1999
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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