Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kelly Huff has been in the financial services industry for over 30 years, and is currently registered with Wells Fargo Clearing Services, LLC. William has extensive experience in providing financial advice, managing investments, and building portfolios for both individual and institutional clients. William is licensed to provide investment advice and manage investments in California and Texas. William has a strong track record of success, having helped countless clients achieve their financial goals. William is dedicated to providing personalized service and comprehensive financial planning advice to help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/24/2020 - Present
Wells Fargo Clearing Services, LLC (EL DORADO HILLS CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)
CA
10/29/1992 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
03/27/1992 - 05/27/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 03/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/09/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Huff is the right advisor for you? Invested Better is here to help.
