Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Keith Burba is a financial advisor registered with Guggenheim Securities, LLC. William Keith Burba has been in the industry since October 4, 2006. Prior to Guggenheim Securities, LLC, William Keith Burba was affiliated with BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. William Keith Burba has passed the Series 7, Series 24, Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2019 - Present
Guggenheim Securities, LLC (Houston TX)
TX
09/22/2008 - 08/22/2019
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
10/05/2006 - 09/22/2008
LEHMAN BROTHERS INC. (HOUSTON TX)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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