Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kasemeyer Rotert is a financial advisor with UBS Financial Services Inc. William is registered with FINRA and has been in the securities industry since July 24, 2017. William's current location is at 6100 Tower Circle, Suite 100, Franklin, Tennessee, 37067. Prior to joining UBS Financial Services Inc., William worked at UBS SECURITIES LLC. William has passed the Series 66, Series 7, and SIE exams. William has a specialization in a variety of financial services including retirement planning, college planning, estate planning, insurance, and business planning. William is licensed to provide financial advice in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
09/11/2019 - Present
UBS Financial Services Inc. (Franklin TN)
NY
07/25/2017 - 01/30/2018
UBS SECURITIES LLC (NEW YORK NY)
BOTH
Issued 05/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Rotert is the right advisor for you? Invested Better is here to help.
