Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kopp is a financial advisor with LPL Financial LLC in Latham, New York. William has been in the financial services industry since May 11, 1970. William is registered with the state of New York and other states as a broker-dealer and investment advisor. William is also a Registered Representative and holds the Series 7TO, SIE, and Series 1 licenses. William has previously worked at CETERA ADVISORS LLC and EQUITY SERVICES, INC.. William provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (LATHAM NY)
NY
10/31/2011 - 11/22/2016
CETERA ADVISORS LLC (SCHENECTADY NY)
NY
10/01/1984 - 11/29/2011
EQUITY SERVICES, INC. (SCHENECTADY NY)
NA
02/13/1982 - 03/11/1985
PRUCO SECURITIES CORPORATION
NA
05/07/1970 - 03/11/1985
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure William Kopp is the right advisor for you? Invested Better is here to help.
