Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kaiser Fischer has been in the financial industry since November 1995 and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. William has a diverse background having previously worked at MURPHEY, MARSEILLES, SMITH & NAMMACK, INC., PAINEWEBBER INCORPORATED, and OPPENHEIMER & CO., INC. William is licensed to conduct securities business in 29 states and is also a registered investment advisor in 2 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/15/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AVENTURA FL)
NY
07/16/1996 - 11/11/1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
NJ
05/28/1996 - 07/16/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/07/1995 - 10/12/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 12/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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