Unclaimed
William Kadel is a financial professional with over 9 years of experience in the industry. William is currently registered with TD Securities (usa) LLC and holds a Series 7, Series 63, Series 79, and SIE licenses. William has previously worked at Cowen and Company, Solebury Capital LLC, Trout Capital LLC, and Goldman, Sachs & Co.. William is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
04/06/2021 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
08/10/2018 - 03/19/2021
SOLEBURY CAPITAL LLC (NEW YORK NY)
NY
04/22/2015 - 08/17/2018
TROUT CAPITAL LLC (NEW YORK NY)
NY
02/09/2015 - 04/28/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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