Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gooch is a financial advisor with over 35 years of experience in the industry. He is currently a registered representative with J.P. Morgan Securities LLC, with a focus on providing financial planning and portfolio management services. His previous affiliations include First Union Securities, Inc., Legg Mason Wood Walker, Incorporated, and J.C. Bradford & Co. William possesses several professional designations and has a strong understanding of the financial markets. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/18/2000 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MO
10/01/1999 - 01/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/20/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MD
11/25/1997 - 10/20/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
MD
08/16/1996 - 11/20/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/15/1994 - 08/01/1996
J.C. BRADFORD & CO. (NEW YORK NY)
TN
10/11/1985 - 08/25/1994
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 02/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/29/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1985
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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