Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Smalley is a financial professional with over 10 years of experience in the financial services industry. William has a strong track record of success in providing investment advice and wealth management services to clients. Currently, William is registered with VP Distributors LLC and has previously worked with ETF Distributors LLC, Foreside Fund Services, LLC, and Macro Financial, LLC. William holds a Series 3, Series 7, Series 24, and Series 63 licenses, along with the SIE exam. William is currently registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/02/2019 - Present
VP Distributors LLC (NEW YORK NY)
NY
08/22/2013 - 12/02/2019
ETF DISTRIBUTORS LLC (NEW YORK NY)
NY
10/08/2010 - 07/16/2012
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NJ
03/14/2007 - 08/23/2010
MACRO FINANCIAL, LLC (MORRISTOWN NJ)
BC
Issued 04/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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