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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Julio Valdes is a financial advisor with over 11 years of experience in the industry. William has been registered with Morgan Stanley since 2014. William has worked at both Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. William holds the Series 63, 65, 7, 9, and 10 licenses and has passed the SIE exam. William is currently registered in 47 states as a Broker/Dealer and in 2 states as an Investment Advisor. William's areas of expertise include asset allocation advice, financial planning, pension consulting, portfolio management for businesses, individuals and investment companies, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
Morgan Stanley (Miami FL)
FL
02/13/2013 - 10/17/2014
RAYMOND JAMES & ASSOCIATES, INC. (CORAL GABLES FL)
FL
03/28/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
IA
Issued 03/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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