Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Winters is an investment advisor representative currently registered with Cetera Investment Advisers LLC. William has been in the securities industry since August 18, 1993. William is registered to provide investment advice in New Jersey and Pennsylvania. In addition to providing investment advice, William offers financial planning services. William has a variety of previous work experience, including roles at Sorrento Pacific Financial, LLC, Santander Securities LLC, LPL Financial LLC, IFMG Securities, Inc., Invest Financial Corporation, Futureshare Financial LLC, Conseco Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/10/2018 - Present
Cetera Investment Advisers LLC (SPRINGFIELD NJ)
NJ
06/01/2017 - 10/11/2018
SORRENTO PACIFIC FINANCIAL, LLC (Atlantic City NJ)
NJ
09/20/2012 - 05/30/2017
SANTANDER SECURITIES LLC (TOMS RIVER NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (TOMS RIVER NJ)
NJ
10/17/2006 - 05/27/2008
IFMG SECURITIES, INC. (TOMS RIVER NJ)
NJ
08/04/2003 - 08/31/2006
INVEST FINANCIAL CORPORATION (BRIGANTINE NJ)
NJ
12/05/2001 - 08/20/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
07/12/1999 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
MA
07/20/1992 - 07/28/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/20/1992 - 07/28/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 2/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 7/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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