Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Winters is a financial advisor with Cetera Investment Advisers LLC, where William has been employed since October 2018. William has been in the financial services industry since August 1993, and has held previous roles with Sorrento Pacific Financial, LLC, Santander Securities LLC, LPL Financial LLC, IFMG Securities, Inc., Invest Financial Corporation, Futureshare Financial LLC, Conseco Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. William holds licenses in New Jersey, Pennsylvania and has the following securities licenses: Series 6, Series 7, Series 66 and SIE. William's specializations include providing financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
10/10/2018 - Present
Cetera Investment Advisers LLC (MILLINGTON NJ)
NJ
06/01/2017 - 10/11/2018
SORRENTO PACIFIC FINANCIAL, LLC (Atlantic City NJ)
NJ
09/20/2012 - 05/30/2017
SANTANDER SECURITIES LLC (TOMS RIVER NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (TOMS RIVER NJ)
NJ
10/17/2006 - 05/27/2008
IFMG SECURITIES, INC. (TOMS RIVER NJ)
NJ
08/04/2003 - 08/31/2006
INVEST FINANCIAL CORPORATION (BRIGANTINE NJ)
NJ
12/05/2001 - 08/20/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
07/12/1999 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
MA
07/20/1992 - 07/28/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/20/1992 - 07/28/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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