Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wendel is a financial professional with over 28 years of experience in the industry. William has a broad range of experience with investment companies, pooled investment vehicles, and individuals. William currently works at Advisors Asset Management, Inc. William has also previously worked at BNY Mellon Securities Corporation, Foreside Fund Services, LLC, CV Brokerage, Inc, JPMorgan Distribution Services, Inc., Fund Management Company, and Cigna Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/05/2022 - Present
Advisors Asset Management, Inc. (NEW YORK NY)
NY
06/20/2017 - 04/14/2022
BNY MELLON SECURITIES CORPORATION (New York NY)
DE
02/06/2012 - 05/17/2017
FORESIDE FUND SERVICES, LLC (Wilmington DE)
NJ
06/17/2010 - 01/23/2012
CV BROKERAGE, INC (WILLIAMSTOWN NJ)
DE
11/09/2006 - 07/28/2009
JPMORGAN DISTRIBUTION SERVICES, INC. (NEWARK DE)
TX
09/27/2000 - 12/02/2005
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
11/18/1994 - 10/06/2000
FUND MANAGEMENT COMPANY (HOUSTON TX)
PA
10/23/1992 - 10/31/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 06/18/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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