Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Visconto is a registered Investment Advisor Representative with EAB Investment Group, LLC, in Philadelphia, PA. William has been in the industry since 2003 and holds various securities licenses including Series 4, 7, 24, 55, 63 and 65. William has worked for several firms prior to EAB Investment Group including Guggenheim Securities, LLC, SRT Securities LLC, McGowan Investors, L.P., PFTC TRADING L.L.C., SPEAR, LEEDS & KELLOGG, and CONTINENTAL BROKER-DEALER CORP.. William is a partner at Easterly EAB Risk Solutions LLC, an asset management company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
05/06/2020 - Present
EAB Investment Group, LLC (PHILADELPHIA PA)
NY
07/14/2020 - 11/10/2022
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
MI
12/21/2012 - 01/13/2021
SRT SECURITIES LLC (BIRMINGHAM MI)
PA
11/11/2008 - 05/03/2011
MCGOWAN INVESTORS, L.P. (PHILADELPHIA PA)
NY
09/25/2003 - 01/10/2008
PFTC TRADING L.L.C. (NEW YORK NY)
NY
02/02/1997 - 06/11/1997
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
06/13/1995 - 09/20/1995
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 12/28/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2004
Series 4 - Registered Options Principal Examination
BC
Issued 02/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2004
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
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