Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Unkraut is a registered representative with Fidelity Personal and Workplace Advisors. William has been in the industry since June 1996. He holds a Series 63, Series 66, and Series 7 licenses as well as the SIE. His prior experience includes roles with Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc. and Red Capital Markets, Inc. William is registered in 53 states and two states for investment advisory services. William is a financial advisor, specializing in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KY
05/04/2005 - 08/17/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
11/19/2003 - 05/20/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
OH
02/25/2003 - 09/29/2003
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
RI
05/07/1996 - 02/24/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 09/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure William Unkraut is the right advisor for you? Invested Better is here to help.
