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William Joseph Supple

Boston Partners Securities, LLC

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About William Joseph Supple

William Joseph Supple is a financial advisor registered with Boston Partners Securities, LLC, located in Boston, MA. William has been in the industry since September 14, 1999. Boston Partners Securities, LLC is a broker-dealer and investment advisor that provides a wide range of financial services to individual and institutional clients. William holds the Series 7, Series 52, Series 24, and Series 53 licenses. William is a highly experienced financial advisor with a strong track record of success.

Firm Information

William Supple is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Supple’s Registration & Firm History

MA

07/02/2003 - Present

Boston Partners Securities, LLC (BOSTON MA)

NY

09/26/2001 - 04/17/2002

DREYFUS SERVICE CORPORATION (NEW YORK NY)

CA

02/13/1997 - 11/10/1999

BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

NA

12/21/1989 - 06/19/1990

BANCBOSTON SECURITIES INC.

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Licenses & Designations

BC

Issued 03/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/1996

Series 24 - General Securities Principal Examination

BC

Issued 03/11/1992

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

BC

Issued 05/24/1988

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph Supple.
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