Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Stapleton is a securities professional with over two years of experience in the financial services industry. William is currently registered with Ba Securities, LLC, and holds Series 63, Series 82TO, and SIE licenses. William has previously been registered with Charles Towne Securities, LLC. William has a diverse background and specializes in providing financial advice to individuals and families. William has a strong commitment to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/20/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
SC
10/12/2021 - 03/21/2022
CHARLES TOWNE SECURITIES, LLC (CHARLESTON SC)
SC
07/15/2019 - 08/24/2021
CHARLES TOWNE SECURITIES, LLC (CHARLESTON SC)
BC
Issued 07/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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