Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Smith is a financial advisor registered with Cetera Investment Advisers LLC. William has been in the financial services industry since 2000. William is registered with the state of Florida and has passed the Series 6, 7, 63 and 66 exams. William has previously worked for SunTrust Investment Services, Inc., Princor Financial Services Corporation, Park Avenue Securities LLC and NYLIFE Securities Inc. William also works as a Wealth Advisor for Regions Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/14/2017 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
10/21/2013 - 03/22/2017
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
FL
04/28/2010 - 09/30/2013
PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)
FL
08/10/2006 - 05/06/2010
PARK AVENUE SECURITIES LLC (TAMPA FL)
FL
01/24/2000 - 08/01/2006
NYLIFE SECURITIES INC. (TAMPA FL)
BOTH
Issued 8/5/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/2016
Series 7 - General Securities Representative Examination
BC
Issued 1/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Smith is the right advisor for you? Invested Better is here to help.
