Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Smith is a financial advisor who is registered in Florida and Alabama. William has been in the financial services industry since January 24, 2000. William is currently employed by Cetera Investment Advisers LLC and has previously been employed by SunTrust Investment Services, Inc., Princor Financial Services Corporation, Park Avenue Securities LLC, and NYLIFE Securities Inc. William has Series 6, 7, 63, 66, and SIE licenses. William offers financial planning, pension consulting, educational seminars, and portfolio management services. William also offers selection of other advisors and portfolio management for individuals and businesses. William is affiliated with Regions Bank as a wealth advisor. William is registered as an Investment Advisor Representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/14/2017 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
10/21/2013 - 03/22/2017
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
FL
04/28/2010 - 09/30/2013
PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)
FL
08/10/2006 - 05/06/2010
PARK AVENUE SECURITIES LLC (TAMPA FL)
FL
01/24/2000 - 08/01/2006
NYLIFE SECURITIES INC. (TAMPA FL)
BOTH
Issued 08/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Smith is the right advisor for you? Invested Better is here to help.
