linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Joseph Sherman

Allstate Financial Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Joseph Sherman

William Joseph Sherman is a registered representative with Allstate Financial Services, LLC. William has been in the industry since February 13, 2002. Prior to joining Allstate Financial Services, LLC, William was a registered representative with Drexel Hamilton, LLC, Canaccord Genuity Inc., Canaccord Genuity Securities LLC, Kaufman Bros., L.P., B. Riley and Co. Inc., Needham & Company, Inc., J.P. Morgan Advisors, Inc., and J.P. Morgan Securities Inc. William is licensed in New Jersey and New York.

Firm Information

William Sherman is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Sherman’s Registration & Firm History

NJ

02/04/2019 - Present

Allstate Financial Services, LLC (West Long Branch NJ)

NY

07/06/2015 - 05/10/2018

DREXEL HAMILTON, LLC (NEW YORK NY)

NY

03/26/2012 - 03/21/2014

CANACCORD GENUITY INC. (NEW YORK NY)

NY

07/07/2008 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

03/18/2004 - 06/25/2008

KAUFMAN BROS., L.P. (NEW YORK NY)

CA

02/25/2003 - 02/18/2004

B. RILEY AND CO. INC. (LOS ANGELES CA)

NY

06/12/2000 - 02/07/2003

NEEDHAM & COMPANY, INC. (NEW YORK NY)

NY

01/26/2000 - 05/24/2000

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

11/23/1999 - 01/28/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

Not sure if William Joseph Sherman is right for you?

Licenses & Designations

IA

Issued 01/18/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph Sherman.
Not sure if William Joseph Sherman is right for you?