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William Joseph Rein

Mizuho Securities USA LLC

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About William Joseph Rein

William Joseph Rein is a registered representative with Mizuho Securities USA LLC. William holds the Series 63, Series 79TO and SIE licenses. William has been in the industry for over 2 years and is registered in 52 states. William is located in the Houston branch of Mizuho Securities USA LLC.

Firm Information

William Rein is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Rein’s Registration & Firm History

TX

11/22/2023 - Present

Mizuho Securities USA LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 12/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph Rein.
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