Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Purvin is a financial professional with over 30 years of experience in the securities industry. William is currently registered with Fidelity Brokerage Services LLC. William has held previous positions at OptionsXpress, Inc., Charles Schwab & Co., Inc., Hold Brothers On-Line Investment Services L.L.C., Schwab Capital Markets L.P., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William holds multiple FINRA licenses and has passed the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/18/2015 - Present
Fidelity Brokerage Services LLC (PARAMUS NJ)
NJ
09/04/2012 - 12/03/2015
OPTIONSXPRESS, INC. (PARAMUS NJ)
NJ
11/02/2006 - 12/01/2015
CHARLES SCHWAB & CO., INC. (PARAMUS NJ)
NY
10/12/2005 - 10/17/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
CT
01/30/1994 - 12/21/2001
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
03/31/1987 - 12/13/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
02/25/1985 - 11/20/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/22/1984 - 01/18/1985
BEAR, STEARNS & CO.
BC
Issued 11/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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