Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Peartree is a registered investment advisor with MMA Securities LLC in San Diego, California. William has been in the industry since 1988 and has worked for several firms over the years, including Sagepoint Financial, Inc., MMC Securities Corp., Spectrum Capital, LLC, and Sunamerica Securities, Inc. William holds the Series 63, Series 65, Series 7, and SIE licenses and is registered to provide investment advice in Arizona, California, Colorado, Florida, Illinois, and Indiana. William is also a board member of the Barney & Barney Foundation and a Director of Retirement Services at Marsh & McLennan Agency LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
CA
07/02/2018 - Present
MMA Securities LLC (San Diego CA)
CA
10/31/2005 - 07/06/2018
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
09/17/2014 - 09/15/2015
MMC SECURITIES CORP. (San Diego CA)
NE
05/03/2013 - 02/07/2014
SPECTRUM CAPITAL, LLC (OMAHA NE)
AZ
01/04/1995 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
09/10/1992 - 01/06/1995
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
MA
04/09/1991 - 08/20/1992
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
MN
04/20/1988 - 04/16/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 09/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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