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William Joseph O'Sullivan

Brookfield Oaktree Wealth Solutions LLC

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About William Joseph O'Sullivan

William O'Sullivan is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. William has been working in the financial services industry since July 10, 1991. Prior to joining Brookfield Oaktree Wealth Solutions LLC, William worked at Foreside Fund Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Prudential Equity Group, Inc. William has a Series 63, Series 24, SIE and Series 7 licenses. William is registered in 51 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

William O'Sullivan is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William O'Sullivan’s Registration & Firm History

NY

06/23/2022 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

02/09/2017 - 09/17/2019

FORESIDE FUND SERVICES, LLC (New York NY)

ME

12/03/2012 - 01/24/2017

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

06/01/2009 - 05/04/2012

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

09/20/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MD

12/01/2005 - 02/21/2006

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

01/01/2004 - 07/07/2004

PRU GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

12/09/1987 - 01/01/2004

PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph O'Sullivan.
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