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William Joseph O'Brien

Pruco Securities, LLC

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About William Joseph O'Brien

William Joseph O'Brien is an investment advisor representative registered with Pruco Securities, LLC. He is also registered with the states of New Jersey and New York. William has over 14 years of experience in the financial services industry. His previous firms include Securian Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC. William holds Series 6, 7TO, 63 and 66 licenses. William is a licensed insurance agent in the state of New Jersey.

Firm Information

William O'Brien is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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William O'Brien’s Registration & Firm History

NJ

07/20/2023 - Present

Pruco Securities, LLC (EAST BRUNSWICK NJ)

NJ

09/25/2020 - 07/21/2023

SECURIAN FINANCIAL SERVICES, INC. (WALL NJ)

NJ

10/01/2018 - 10/24/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKEWOOD NJ)

NJ

10/01/2012 - 09/12/2018

J.P. MORGAN SECURITIES LLC (MONROE NJ)

NJ

11/03/2008 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (LONG BRANCH NJ)

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Licenses & Designations

BOTH

Issued 12/07/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2018

Series 7TO - General Securities Representative Examination

BC

Issued 09/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph O'Brien.
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