Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mitchell is a financial professional with over 10 years of experience in the industry. William has a Series 7 and Series 63 license and is registered in Connecticut and New York. William currently works as a financial advisor with Robert W. Baird & Co. Inc. and has previously worked with HUNT FINANCIAL SECURITIES and CITIGROUP GLOBAL MARKETS INC. William specializes in portfolio management for individuals, businesses, and investment companies, and offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
09/04/2018 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
05/02/2017 - 08/24/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
07/04/2011 - 04/26/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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