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William Joseph McNeely

Castleoak Securities, LP

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About William Joseph McNeely

William Joseph McNeely is a registered representative with Castleoak Securities, LP. William has been in the securities industry since 1996 and has experience in both trading and operations. William holds the Series 3, 7, 55, 57, 99, and SIE licenses. He is currently registered in New York and Tennessee. William's previous employers include WELLS FARGO SECURITIES, LLC, JEFFERIES & COMPANY, INC., JEFFERIES EXECUTION SERVICES, INC., and MORGAN STANLEY & CO., INCORPORATED.

Firm Information

William McNeely is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William McNeely’s Registration & Firm History

NY

10/01/2019 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

01/09/2012 - 05/08/2018

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

08/10/2006 - 12/15/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

12/18/2006 - 05/06/2009

JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)

NY

01/13/1995 - 08/10/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/16/1997

Series 3 - National Commodity Futures Examination

BC

Issued 11/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph McNeely.
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