Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McLaughlin is a financial advisor at Stifel, Nicolaus & Company, Inc. William has been in the financial services industry since 1984 and has experience in a variety of areas including financial planning, pension consulting, and portfolio management. William holds a Series 63, Series 65, Series 7 and SIE license. William is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). William is also registered to provide investment advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/19/2024 - Present
Stifel, Nicolaus & Company, Inc. (FORT MYERS FL)
NY
05/30/1995 - 12/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POUGHKEEPSIE NY)
WI
06/06/1991 - 04/01/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
03/26/1991 - 04/01/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
NY
01/09/1989 - 02/06/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/1984 - 02/04/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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