Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McCart is a financial advisor with Alt Fund Distributors LLC. William has been in the financial services industry for over 23 years. He is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and holds the Series 7, Series 63, and SIE licenses. William is also registered with the state of New York. William is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/18/2018 - Present
ALT Fund Distributors LLC (New York NY)
CT
08/19/2010 - 01/02/2018
WORLD EQUITY GROUP, INC. (FAIRFIELD CT)
CT
10/16/2009 - 07/06/2010
AMERIPRISE FINANCIAL SERVICES, INC. (STRATFORD CT)
CT
08/31/2000 - 11/09/2009
JANNEY MONTGOMERY SCOTT LLC (FAIRFIELD CT)
NY
01/03/1995 - 10/18/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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