Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mauro has been in the financial services industry since 1982. William is a registered representative of Cambridge Investment Research Advisors, Inc. William is also a registered investment advisor representative and has been in this role since 2017. William is a Chartered Financial Consultant and has passed the Series 6, 7, 22, 24, 63, and 65 exams. William provides financial planning and portfolio management services to individuals and businesses. William is registered to conduct business in the following states: California, Colorado, Florida, Maine, Maryland, Massachusetts, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
11/17/2017 - Present
Cambridge Investment Research Advisors, Inc. (Montoursville PA)
PA
05/02/2006 - 11/16/2017
VOYA FINANCIAL ADVISORS, INC. (MONTOURSVILLE PA)
PA
06/22/1999 - 05/05/2006
HORNOR, TOWNSEND & KENT, INC. (MONTOURSVILLE PA)
IA
05/10/1989 - 06/22/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NA
06/02/1982 - 04/28/1989
RELIASTAR FINANCIAL MARKETING CORP.
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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