Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mangan is a financial professional with over 30 years of experience in the industry. William is currently registered with Brean Capital, LLC. Prior to his current role, William was registered with Citigroup Global Markets Inc. and PaineWebber Incorporated. William is licensed in 52 states and holds FINRA Series 7, 52TO, 53 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2022 - Present
Brean Capital, LLC (NEW YORK NY)
NY
10/11/1988 - 07/14/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
07/21/1987 - 01/04/1988
PAINEWEBBER INCORPORATED
BC
Issued 10/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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