linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Joseph Leathers

Cantor Fitzgerald & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Joseph Leathers

William Joseph Leathers is a financial advisor with Cantor Fitzgerald & Co., based in Memphis, Tennessee. William has over 25 years of experience in the financial industry and has held previous positions at Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Bear, Stearns & Co. Inc. and FTN Financial Securities Corp. William holds Series 7, 9, 10, 52 and 63 licenses. William is registered to offer securities in 28 states.

Firm Information

William Leathers is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Leathers’s Registration & Firm History

TN

01/02/2015 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

TN

05/08/2012 - 10/15/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)

TN

07/07/2008 - 05/03/2012

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

07/24/2007 - 06/06/2008

BEAR, STEARNS & CO. INC. (MEMPHIS TN)

TN

08/18/2000 - 07/25/2007

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NA

01/01/1991 - 01/30/1991

FIRST FUNDS, INC.

NA

03/03/1986 - 10/01/1990

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

09/10/1990 - 09/25/1990

VINING-SPARKS SECURITIES, INC.

NA

08/16/1983 - 07/06/1984

DUNCAN-WILLIAMS, INC.

Not sure if William Joseph Leathers is right for you?

Licenses & Designations

BC

Issued 10/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/06/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 08/15/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for William Joseph Leathers. Review regulatory record here.
Not sure if William Joseph Leathers is right for you?