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William Joseph Kline

Hazard & Siegel, Inc.

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About William Joseph Kline

William Joseph Kline is a financial advisor with over 30 years of experience in the financial industry. William is currently registered with Hazard & Siegel, Inc. in Utica, New York and has been with the firm since October 2008. William has previously been registered with Bishop, Rosen & Co., Inc., Cadaret, Grant & Co., Inc., MML Investors Services, Inc. and Pruco Securities Corporation. William holds multiple licenses and certifications, including Series 6, 7, 26, 63 and 65. William also holds the SIE certification.

Firm Information

William Kline is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Kline’s Registration & Firm History

NY

10/08/2008 - Present

Hazard & Siegel, Inc. (UTICA NY)

NY

09/11/2007 - 09/16/2008

BISHOP, ROSEN & CO., INC. (UTICA NY)

NY

10/11/2002 - 09/06/2007

CADARET, GRANT & CO., INC. (WHITESBORO NY)

MA

11/04/1999 - 10/30/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NJ

01/12/1987 - 11/03/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 05/13/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1997

Series 7 - General Securities Representative Examination

BC

Issued 01/09/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Joseph Kline.
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