Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Kieffer is a financial advisor with over 25 years of experience in the financial services industry. William is a Registered Representative and Investment Advisor Representative, licensed to offer securities and investment advisory services in a number of states. William has worked with Wells Fargo Advisors since 2009, having previously served as a financial advisor for Wells Fargo Clearing Services, LLC. William currently serves as a financial advisor for Wells Fargo Advisors Financial Network, LLC, based in the Newburgh, Indiana office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/09/2018 - Present
Wells Fargo Advisors Financial Network, LLC (NEWBURGH IN)
IN
07/01/2003 - 03/09/2018
WELLS FARGO CLEARING SERVICES, LLC (EVANSVILLE IN)
NY
12/11/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/07/1996 - 12/09/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Kieffer is the right advisor for you? Invested Better is here to help.
